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Joint announcement on launch of Technology Enterprises Channel
The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong...
12 hours ago4 min read


Pre-trial review fixed for prosecution of unlicensed advising on securities by finfluencer
The Eastern Magistrates’ Court today set down 24 July 2025 for a pre-trial review of the prosecution brought by the Securities and...
12 hours ago1 min read


Digital currency exchange provider registration actions
Any business that provides digital currency (cryptocurrency) exchange (DCE) services must be registered with AUSTRAC. We can refuse an...
12 hours ago2 min read


SFC’s senior executives visit Abu Dhabi and Dubai to promote collaboration on virtual assets
The Securities and Futures Commission’s (SFC) Executive Director of Intermediaries, Dr Eric Yip, and Director of Intermediaries & Head of...
12 hours ago1 min read


SFC reprimands and fines Interactive Brokers Hong Kong Limited $4.2 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers Hong Kong Limited (IBHK) $4.2 million for...
May 21 min read


SFC bans Kao Cheng Yung for six months
The Securities and Futures Commission (SFC) has prohibited Mr Kao Cheng Yung, a former responsible officer (RO), manager-in-charge of...
Apr 272 min read


SFC sets out staking guidance for licensed virtual asset trading platforms and authorised virtual asset funds
The Securities and Futures Commission (SFC) today provided regulatory guidance respectively to licensed virtual asset trading platforms...
Apr 132 min read


Court further adjourns insider dealing hearing against Wong Pak Ming
The Eastern Magistrates’ Court has further adjourned the insider dealing case against Mr Wong Pak Ming to 25 April 2025 for mention in...
Mar 301 min read
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