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SFC commences insider dealing prosecution against Wong Pak Ming
The Securities and Futures Commission (SFC) today commenced criminal proceedings at the Eastern Magistrates’ Court against businessman Mr...
Mar 21 min read
SFC issues restriction notices to Money Concepts (Asia) Holdings Limited and Money Concepts Asset Management Limited
The Securities and Futures Commission (SFC) has issued restriction notices to Money Concepts (Asia) Holdings Limited (MCAH) and Money...
Feb 231 min read
SFC sets out new roadmap to develop Hong Kong as a global virtual asset hub
The Securities and Futures Commission (SFC) today outlined 12 major initiatives to enhance the security, innovation and growth of Hong...
Feb 231 min read
SFC convenes inaugural Virtual Asset Consultative Panel meeting
The Securities and Futures Commission (SFC) today convened the inaugural meeting of the Virtual Asset Consultative Panel (VACP) for...
Feb 231 min read
SFC reprimands and fines Hang Seng Bank Limited $66.4 million for misconduct in selling practices of investment products
The Securities and Futures Commission (SFC) has reprimanded and fined Hang Seng Bank Limited (HSB) $66.4 million for serious regulatory...
Feb 94 min read
SFC commences false trading prosecution against brothers-in-law
The Securities and Futures Commission (SFC) today commenced criminal proceedings at the Eastern Magistrates’ Court against Mr Lin Tai...
Jan 261 min read
MMT sanctions chauffeur and wife for insider dealing in Dan Form shares and orders disgorgement of illicit profit
The Market Misconduct Tribunal (MMT) has ordered Ms Choi Ban Yee, the wife of a chauffeur who worked for the family of the chairman of...
Jan 262 min read
SFC warns public against unlicensed virtual asset trading platform iSCAT
The Securities and Futures Commission (SFC) today warns the public of an unlicensed virtual asset trading platform (VATP) International...
Jan 192 min read
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