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Circular on disciplinary proceedings under Part 5B of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
The Securities and Futures Commission (SFC) today published a guide entitled Disciplinary Proceedings at a Glance (for regulated persons...
Mar 4, 20241 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of TerrorismUnited Nations Sanctions (Haiti)
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Mar 4, 20242 min read


SFC commences proceedings against Ding Yi Feng former chairman and to seek compensation for investors
The Securities and Futures Commission (SFC) has commenced proceedings in the Court of First Instance against former chairman and...
Mar 4, 20241 min read


SFC secures first criminal conviction of securities fraud via illegal short selling
The Eastern Magistrates’ Court today convicted Ms Christine Yeung Tak Sum, an unemployed retail trader, after she pleaded guilty to...
Mar 4, 20242 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism United Nations Sanctions
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Feb 26, 20242 min read


Circular to Licensed Corporations Engaged in Asset and Wealth Management Activities - Asset and Wealth Management Activities Survey 2023
As an annual exercise to collect information on asset and wealth management activities in Hong Kong for regulatory and market...
Feb 26, 20241 min read


SFC urges investors to check regulatory status of virtual asset trading platforms as transition period will end soon
The Securities and Futures Commission (SFC) wishes to remind investors to trade virtual assets only on SFC-licensed virtual asset trading...
Feb 19, 20243 min read


SFC suspends dealings in the shares of LET Group Holdings Limited and Summit Ascent Holdings Limited
The Securities and Futures Commission (SFC) has directed The Stock Exchange of Hong Kong Limited (SEHK) to suspend dealings in the shares...
Feb 19, 20244 min read
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