SFC 6/22

SFC suspends Singh Amit Kishan for seven months

The Securities and Futures Commission (SFC) has suspended Mr Singh Amit Kishan, a former employee of Bank Julius Baer & Co. Ltd. (Julius...

Oct 28, 20242 min read

The Securities and Futures Commission (SFC) welcomes the initiatives in the Chief Executive’s Policy Address to further cement Hong...

Oct 21, 20242 min read

The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against chairman of Dickson...

Oct 21, 20243 min read

The Securities and Futures Commission (SFC) has reprimanded and fined Zheshang International Financial Holdings Co., Limited (Zheshang)...

Oct 21, 20242 min read

The District Court today adjourned to 19 December 2024 for mention the insider dealing case against Segantii Capital Management Limited,...

Oct 21, 20241 min read

The Securities and Futures Commission (SFC) has reprimanded and fined Xinhu International Futures (Hong Kong) Co., Limited (Xinhu) $9...

Oct 14, 20243 min read

The Securities and Futures Commission (SFC) today issued a circular flagging various deficiencies and substandard conduct identified...

Oct 14, 20242 min read

The Securities and Futures Commission (SFC) has reprimanded and fined CSC Futures (HK) Limited (CSC) $4.95 million for failures in...

Oct 14, 20242 min read