The District Court today held the first hearing on the insider dealing prosecution against Segantii Capital Management Limited, its...

The Market Misconduct Tribunal (MMT) has ordered Mr Jonathan Dominic Iu Wai Ching, a former responsible officer of Tarascon Capital...

The Eastern Magistrates’ Court has convicted Mr Tse Tsun Wai of holding himself out as performing a regulated function in relation to...

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...

This circular elaborates on the Securities and Futures Commission’s (SFC) expectations regarding the governance and internal control...

The Securities and Futures Commission (SFC) informs issuers of SFC-authorised investment-linked assurance schemes (ILAS) of enhancements...

The Securities and Futures Commission (SFC) has prohibited Mr Wu Chao, a former responsible officer, manager-in-charge (MIC) and chief...

The Court of First Instance today adjourned the sentencing of three individuals convicted of conspiracy to carry out false trading in the...