top of page



Three sophisticated ramp-and-dump cases transferred to District Court
The Eastern Magistrates’ Court today granted the applications made on behalf of the Secretary for Justice to transfer three large scale...
Jun 24, 20241 min read


SFC bans Ha Po Kwan for 12 months
The Securities and Futures Commission (SFC) has banned Mr Ha Po Kwan, a former licensed representative of Primas Asset Management Limited...
Jun 24, 20242 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Jun 24, 20242 min read


Circular to intermediaries - Severe weather trading
In view of the implementation1 of arrangements for maintaining normal operations of the Hong Kong securities and derivatives markets...
Jun 24, 20242 min read


Circular to Management Companies of SFC-authorised Investment Products Listed on The Stock Exchange of Hong Kong Limited concerning Severe Weather Trading of Hong Kong Securities and Derivatives
This circular aims to remind management companies of SFC-authorised investment products listed on The Stock Exchange of Hong Kong Limited...
Jun 24, 20242 min read


Insider dealing case against Segantii Capital Management and its chief investment officer transferred to District Court
The Eastern Magistrates’ Court today granted an application by the Department of Justice to transfer an insider dealing case brought by...
Jun 17, 20241 min read


SFC cooperates with BCSC in obtaining preservation orders against Leung Anita Fung Yee Maria in British Columbia, Canada
The Securities and Futures Commission (SFC) has obtained preservation orders against Ms Leung Anita Fung Yee Maria, former chief...
Jun 10, 20242 min read


Market manipulators convicted in landmark High Court jury trial
The Court of First Instance today convicted three individuals, Ms Sit Yi Ki, Ms Lam Wing Ki and Mr Tam Cheuk Hang of conspiracy to carry...
Jun 3, 20243 min read
bottom of page