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Circular on distributors providing additional returns and other services or arrangements when ......
Circular on distributors providing additional returns and other services or arrangements when marketing SFC-authorised funds This...
Oct 25, 20235 min read


SFC bans Ivan Chan Chuk Cheung for seven years for IPO sponsor failures
The Securities and Futures Commission (SFC) has prohibited Mr Ivan Chan Chuk Cheung, a former responsible officer (RO) of Changjiang...
Oct 16, 20232 min read


SFC commences legal proceedings against FingerTango Inc. and its current and former directors
The Securities and Futures Commission (SFC) has commenced legal proceedings in the Court of First Instance (CFI) to seek disqualification...
Oct 9, 20233 min read


HKPF and SFC establish joint working group on VATPs
The Securities and Futures Commission (SFC) has established a dedicated working group with the Hong Kong Police Force (HKPF) to enhance...
Oct 5, 20231 min read


SFC steps up information dissemination and investor education on VATPs
In light of recent public concerns about unregulated virtual asset trading platforms (VATPs), the Securities and Futures Commission (SFC)...
Oct 3, 20234 min read


SFC publishes lists of virtual asset trading platforms
The Securities and Futures Commission (SFC) published today several lists of virtual asset trading platforms (VATPs) on its website as...
Oct 2, 20233 min read


SFAT affirms SFC decision to ban Calvin Choi Chi Kin for two years
The Securities and Futures Appeals Tribunal (SFAT) handed down a determination today and upheld the Securities and Futures Commission...
Oct 2, 20233 min read


SFC obtains interim injunction against former director of SMI Culture & Travel Group Holdings .....
The Securities and Futures Commission (SFC) has obtained an interim injunction order at the Court of First Instance (CFI) against Ms...
Sep 28, 20233 min read
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