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SFAT affirms SFC decision to suspend hedge fund manager Christopher James Aarons
The Securities and Futures Commission (SFC) has suspended Mr Christopher James Aarons, responsible officer (RO) and chief executive...
Sep 29, 20224 min read


Takeovers Panel rules on the price for the mandatory general offer for Suncity Group Holdings Ltd.
The Takeovers and Mergers Panel has ruled that the appropriate price for the general offer for Suncity Group Holdings Limited (Note 1) by...
Sep 7, 20222 min read


SFC suspends Tang Kai Shing for eight months
The Securities and Futures Commission (SFC) has suspended Mr Tang Kai Shing, responsible officer (RO) and managing director of Rifa...
Sep 5, 20222 min read


Takeovers Panel rules a special waiver from the general offer obligation ......
Takeovers Panel rules a special waiver from the general offer obligation may be granted to Broad Gongga for an involuntary disposal that...
Aug 30, 20222 min read


Retail investors convicted and fined for illegal short selling
The Eastern Magistrates’ Court today convicted Ms Chan Siu Tai and her sister Ms Janice Chan after they pleaded guilty to illegal short...
Aug 18, 20221 min read


SFC issues restriction notice to a broker to freeze client account linked to suspected insider deal
The Securities and Futures Commission (SFC) has issued a restriction notice to Bright Smart Securities International (H.K.) Limited...
Aug 17, 20222 min read


SFC commences MMT proceedings against hedge fund manager over alleged false trading
The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Mr Jonathan Dominic...
Aug 16, 20221 min read


Regulators to enhance Stock Connect trading calendar
The Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) today jointly announced their...
Aug 12, 20221 min read
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